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    Transactional Reporting
    Transaction reporting is an essential tool for regulators, enabling them to meet some of their most important regulatory objectives such as monitoring for market abuse and maintaining orderly markets. The FCA demands complete and accurate transaction reporting and it has demonstrated, through a series of high-profile fines, that it will not tolerate reporting failures.


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    The Chartered Institute for Securities & Investment is the leading professional body for securities, investment, wealth and financial planning professionals. The CISI has been dedicated to professionalism since it emerged from the London Stock Exchange in 1992.

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News, insight & analysis

Quick survey

UK Government’s proposal for a new Pensions Dashboard - feasibility report and consultation
Are you aware of the UK Government's proposals to launch a Pensions Dashboard during 2019?
The government proposes that there should be a single pension finder service available initially. Do you agree that this is the best approach?
It is proposed that firms should be compelled by law to supply the data necessary to seed the dashboard. Do you support this proposal?
Would you support the introduction of alternative dashboards offered on a commercial basis once the initial dashboard has been successfully established?

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