Regtech Financial services regulation has expanded at an astounding rate since the 2008 global financial crisis, as has the cost of regulatory compliance. What was once a negligible expense has become a material component of regulated firms’ annual spending, hence the emergence of Regtech. The module provides an introduction for those who have an interest in, but limited knowledge of, Regtech.
The Chartered Institute for Securities & Investment is the leading professional body for securities, investment, wealth and financial planning professionals. The CISI has been dedicated to professionalism since it emerged from the London Stock Exchange in 1992. We encourage all of our members, and all who strive for the highest professional standards, to stand tall – proud of the values they hold and the work they do each day. Find out more about CISI membership
Our qualifications, developed by practitioners for practitioners, will equip you with the practical knowledge you need to do your job, whether you are starting out in the profession, or you’re looking to specialise in a chosen discipline.
CISI membership is a compelling marker of professionalism in the financial services sector. Joining us shows colleagues, clients and the wider professional sphere that you are committed to the highest standards of knowledge, skills and behaviour.
Log in to MyCISI, your personal online portal, to access your membership benefits, check exam information and results, keep track of your CPD record, view your local CISI branch, update your details and more.
With the 9 December 2019 deadline looming for the extension of the FCA Senior Managers and Certification Regime (SMCR) conduct rules to all UK solo-regulated firms, we’ve launched a toolkit to ensure members nationwide have access to resources relevant to each of the five rules
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