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    CISI membership renewals for the 2019/20 year are now due.

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    Transactional Reporting
    Transaction reporting is an essential tool for regulators, enabling them to meet some of their most important regulatory objectives such as monitoring for market abuse and maintaining orderly markets. The FCA demands complete and accurate transaction reporting and it has demonstrated, through a series of high-profile fines, that it will not tolerate reporting failures.

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  • Welcome to the CISI

    The Professional Body of Choice for the Financial Services Profession

    The Chartered Institute for Securities & Investment is the leading professional body for securities, investment, wealth and financial planning professionals. The CISI has been dedicated to professionalism since it emerged from the London Stock Exchange in 1992.

    We encourage all of our members, and all who strive for the highest professional standards, to stand tall – proud of the values they hold and the work they do each day.

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Over 40,000 Exams taken in 81 countries

News, insight & analysis

  • Kinder700

    Profile: George Kinder, the father of life planning

    George Kinder, founder of the Kinder Institute of Life Planning, explains why financial planners need to spend more time listening to their clients to help them achieve their life goals
    by Dominic Dudley
    Read more
  • agm-crest700

    CISI AGM 2019

    This year’s Annual General Meeting will be held on Thursday 10 October at the CISI head office, 3rd Floor, 20 Fenchurch Street, London EC3M 3BY from 10.30 to 11am
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  • in-the-news_700

    In the news: Spotlight on bad behaviour

    Personal misconduct, including groping and unwanted attention, is still all too common in the global financial services sector, despite the rise of the #metoo movement and the efforts of regulators
    by Bethan Rees
    Read more
  • lead-review700

    CISI launches enhanced CFP™ certification

    The new, improved CERTIFIED FINANCIAL PLANNER™ certification, following two years of extensive review will, at level 7 on the UK National Qualifications Framework, be the UK’s highest level qualification for financial planners
    Read more

Quick survey

A recent UK survey indicated that since the government scrapped compulsory work experience for teenagers (14-16 year olds) in 2012 a number of schools have either stopped offering or enforcing it with over 37% of teenagers having done no work experience at school. KPMG also stated that more than 40% of employees in financial services jobs had parents who worked in the same industry, compared to an average of 12% across non-finance industries. Tell us:
Do you think work experience would be a benefit to 14-16 year old teenage students in the UK?
Does your firm host work experience students currently?
Where do most of the work experience students come from who have a placement at your firm?

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