The Review

Regulatory update September 2018

Alexander Culley, Chartered FCSI, compliance officer, outlines some important topical points

Read more
DFMs and planners: managing objectives

If a client is using a financial planner and a discretionary fund manager, who is ultimately responsible for meeting their objectives?
by Sandra Paul

Read more
Ask the experts: Senior Managers and Certification Regime extension

Paul Young, managing director and head of compliance, risk management and finance at accountancy firm Grant Thornton, talks through the Senior Managers and Certification Regime and its extension, to be implemented in 2019
by Bethan Rees

Read more
City view: Call for more detail in the new FCA Directory

The CISI is calling on the FCA to include "significant relevant information" on an individual's membership of a professional body, and whether they possess a valid Statement of Professional Standing, in the new upgraded Directory

Read more
Ask the experts: Big data and algorithmic trading opportunities for asset managers

Are asset managers missing trading opportunities with big data? David Lauer, managing partner at finance and tech consultancy firm, Mile 59, thinks so
by Paul Bryant

Read more

Regulatory update: Q3 2018

Christopher Bond, Chartered MCSI, outlines key regulatory changes in the finance sector in the past quarter. The regulatory updates outlined below were originally published in the Q3 2018 print edition of The Review

Read more
How to turn negative feedback into a positive

The correct handling of criticism in the workplace can lead to an improvement in your performance

Read more
Cyber security and ‘principled spying’

On Thursday 27 September, Sir David Omand GCB, former head of GCHQ, will explore some of the key ethical and technical issues relating to data security we face today, in an event chaired by Lord Davidson QC, former Advocate General

Read more
CISI awards 2018/19 Chartered Wealth Manager Scholarship of £2,500

The CISI is delighted to announce that Ryan Murphy of Nsure Financial Planning has been awarded the Chartered Wealth Manager Scholarship 2018

Read more
Running scenarios to add value

The best decisions can only be made when clients have sufficient information. So how do we give that to them? asks Jacqueline Lockie, CISI head of financial planning

Read more
CPD: Currency hedging risks

Retail clients should be made aware of the currency risks of investing in global portfolios, says Ben Raven, Chartered MCSI, director of Tavistock Wealth

Read more
Regulatory update September 2018

Alexander Culley, Chartered FCSI, compliance officer, outlines some important topical points

Read more
Case study: Everyone needs life planning

Michael Fairweather CFP^TM Chartered MCSI, founder of Real Life Financial Planning, provides an insight into the life planning process

Read more
In the news: Money laundering in Europe

Will the news of money laundering in banking institutions across Europe lead to new supervision powers?
by Bethan Rees

Read more
Review of Financial Markets: Q3 2018

Issues around ‘behavioural finance’ – understanding the true needs of clients – the use of blockchain for greater operational and cost efficiency, and dealing with the many-headed Hydra of the cyber threat, all covered in the Q3 2018 edition of RoFM, will feature on many boardroom agendas
edited by George Littlejohn MCSI, senior adviser to the CISI

Read more
My business: Achieving real wealth

Jonathan Gibson CFP^TM Chartered MCSI, managing director of Wells Gibson in Scotland, describes an integrated approach to deliver ‘proper wealth planning’
by Jane Playdon

Read more
Profile: Marshall Bailey OBE, the unlikely banker

Marshall Bailey OBE, the new chairman of the Financial Services Compensation Scheme, explains in the Q3 2018 edition of The Review that banking has a purpose beyond profit – to contribute to the greater good of the economy and society
by Eila Madden

Read more
People: On the record

Financial planner and hospital radio presenter Francis Klonowski CFP^TM Chartered FCSI has been helping listeners relax for almost 40 years
by Lora Benson

Read more
Unusual hobby? Tell us

Over the past ten years we've featured articles about some amazing CISI members in The Review and we are now looking for more

Read more
Insights Review by ICG: August 2018

The August 2018 edition of co-branded publication The Insights Review, produced by Internal Consulting Group, is out now

Read more
Why flexible working is good for business

Time to say goodbye to standard office hours? Flexible working can benefit both an employee and employer
by Bethan Rees

Read more