Professional Refresher

Senior Managers and Certification Regime
Refreshed May 2022 | CPD time: 1
The Senior Managers and Certification Regime (SMCR) is intended to increase the personal accountability of senior managers and other key staff so as to address the widely held perception that regulators have been unable to hold such individuals to account effectively. This module offers an introduction to the regime, its background and definitions, obligations and future developments.
1. Introduction and Background
1
2. Definitions
2
3. Obligations
3
4. Certification
4
5. Conduct Rules
5
6. Scope of the Regime
6
Module Test
7