Diploma in Capital Markets

Diploma in Capital Markets

The Diploma in Capital Markets is a leading professional finance qualification for practitioners working in wholesale securities markets.

The qualification is the final step in the CISI's capital markets study pathway and offers individuals the opportunity to gain specialist knowledge of financial markets, bonds and fixed income, financial derivatives and fund management.

Is the Diploma in Capital Markets right for me?

It is ideal for practitioners pursuing careers in treasury and financial controlling functions, private equity analysis, portfolio management, fixed income analysis, fund management, financial consulting, financial risk management, investor relations, internal audit and specialist financial operations.

The practical techniques and skills developed through this qualification will enable successful candidates to demonstrate a very high level of competence to colleagues and clients and candidates will be well prepared to progress to more senior management positions.

Key features:

  • Specialist qualification developed for practitioners aspiring to more senior job roles
  • Flexibility for candidates to concentrate on areas relevant to their chosen career path
  • Addresses situations and issues which are encountered by practitioners and the broad subject offering provides the skills required to operate effectively in all the major areas of the profession
  • Consolidates knowledge gained from the CISI's Capital Markets Programme
  • Free CISI Student membership - become associated with a Chartered professional body and take advantage of an extensive range of benefits
  • MCSI designatory letters

Qualification factsheet

Qualification Structure

The Diploma is achieved by passing one multiple choice exam, and two narrative exam units each of three hour duration. It typically takes between 18 months and two years to achieve. The exams are demanding and candidates are advised to attempt only one paper at each exam sitting. Exemptions from certain units are available. View exemption list.

Recommended study progression:

Total Qualification Time:
508 hours

Total Qualification time is a term that Ofqual require awarding organisations to use. It is an estimate of the total time a candidate might typically take to complete the qualification. It includes Guided Learning Hours and any other time a candidate is likely to spend in studying for the qualification.

 

Exam Details

Exam Availability

Pass Mark / Pass Rate

The current pass rate for this exam is and the pass mark is . The exam grades are as follows:

Regulated Qualifications Framework

credits on the Regulated Qualifications Framework are awarded upon successfully passing this exam

Feedback and Appeals

For further details on how to give us your feedback and / or Appeal your result, please refer to our Exam Policies.

Study support

Self-study

A CISI workbook is required to be purchased when booking each exam. This is to ensure there is one standard workbook from which all exam candidates can prepare. You can also choose to purchase CISI elearning to support your exam preparation.

Buy study material Find out about My Study Can I rely on the workbook alone?

Accredited Training Partners

You can choose to complete formal training for our exams with a CISI Accredited Training Partner (ATP).

Find an ATP near you

Post Qualification Opportunities

Membership

Obtaining the Diploma in Capital Markets entitles candidates to join the Institute at MCSI Membership level. As a Member of the Institute, you will enjoy the recognition of being a professional in a world of increasing competition. The extensive continuing professional development (CPD) opportunities available through the CISI’s suite of membership benefits ensures financial services practitioners can maintain competence and meet the requirements of firms and the regulator.

Higher Level Qualifications

The Henley Business School at the University of Reading is accepting on to its MBA course candidates who have passed either the CISI level 6 Diploma or level 7 Chartered Wealth Management Qualification, provided they have at least three years of management experience.