CISI Committees

Membership Committee

The CISI's Membership Committee is made up of senior figures in the financial services sector who meet regularly to support the development of the Institute's membership policies.

Key priorities:

  • To act as a 'brainstorming' group to assist in the formulation of future strategy and development
  • To help research the needs of members to ensure that the Institute provides them with 'value for money' services and benefits
  • To help formulate strategies that will recruit new members.

The Membership Committee also ratifies all applications for Members (MCSI by Experience), assesses those that are judged as borderline in terms of eligibility and assists in the assessment of the CPD records of CISI members randomly selected for auditing under the CISI CPD Scheme.

Committee members:

Nick Swales, Chartered FCSI (Chairman) Rathbone Investment Management
David Cooper, Chartered FCSI
Richard Crews, Chartered MCSI
Paul Hedges, Chartered FCSI The Hongkong and Shanghai Banking Corporation
Phillip Langton MCSI
Peter Moores, Chartered FCSI Raymond James Investment Services
Rebecca Taylor CFPTM Chartered FCSI Aurea Financial Planning
Judith Ullock, Chartered MCSI Redmayne Bentley
Martin Watkins, Chartered FCSI EY
Tina Wishart, Chartered FCSI Psigma Investment Management

Integrity & Ethics Committee

One of the Institute's foremost objectives is to promote the highest standards of trust, integrity and practical professional ethics amongst its members and throughout the securities and investment sectors.

The Committee directs and leads work in this area, and as part of this, it is responsible for the Institute's Code of Conduct.

Committee members:

Richard Charnock (Chairman), Chartered FCSI Aberdeen Standard Capital
Simon Culhane, Chartered FCSI Chartered Institute for Securities & Investment
Charlotte Black MCSI  
Ben Blackett-Ord Bovill
Andrew Brook-Dobson CFP, Chartered MCSI bdb
Tracey Davidson, Chartered MCSI Heartwood Wealth Management
Philippa Foster Back CBE Institute of Business Ethics
Kate Griffiths-Lambeth Charles Stanley & Co. Limited
Martin Hall MVO, MBE Worshipful Company of International Bankers
Charles Hoare Nairne, Chartered FCSI Messrs. C. Hoare & Co.
Robert Hughes-Penney, Chartered FCSI Rathbones
Professor Paul Palmer
Cass Business School
Tracey Reddings, Chartered MCSI  
Ann Roughead Threadneedle Investments
Nuala Walsh MindEquity

International Committee

The International Committee meets quarterly to provide guidance and support in order to direct the Institute's international strategy and operations.

Commitee members are all experienced practitioners with strong international experience:

Danny Corrigan MCSI (Chairman) FSNForum, Executive Committee Member and TheCityUK, Eurasia Group, Chair
Chris Allen MCSI Head of Global Private Banking EMEA, HSBC Bank
Neil Atkinson, Chartered FCSI Managing Director, HSBC
John Bourbon MSc FCIB FCoI Chartered FCSI Consultant - Compliance and Regulation
Sharon Constancon MCSI CEO of Genius Methods and of Valufin and Chairman of the SA Chamber of Commerce UK
David Kane MCSI Non-Executive Director, CISI and Bournemouth University; former Managing Director, J.P. Morgan
Fiona King MCSI EMEA Client Asset Oversight Officer, Citigroup
David O’Reilly, Chartered MCSI Managing Director Wimbledon Park Capital
Ian Pledger ACSI Director, Regional Head of Global Network Management – Africa / Americas BNY Mellon

Publication Panels

Securities & Investment Review panel members

Robert Merrifield, Chartered FCSI(Chairman)
Joseph Chapman, Chartered FCSI Jupiter Asset Management
Simon Culhane, Chartered FCSI Chartered Institute for Securities & Investment
Scott Dobbie FCSI(Hon) Deutsche Bank
Sarah Elson APP ACSI Berry & Oak
Kerrie Fleetwood ACSI DST Financial Services
Lee Glennan CFPTM Chartered FCSI Glennan Wealth Management
Peter Land, Chartered FCSI
Walker Crips
Julius Lipner Consilia Wealth Management
Amy Lazenby, Chartered FCSI
Close Brothers
George Littlejohn MCSI
Chartered Institute for Securities & Investment
Jacqueline Lockie CFPTM Chartered FCSI Chartered Institute for Securities & Investment
Robert Lockie CFPTM Chartered FCSI  Bloomsbury Wealth 
Tsitsti Mutiti, Chartered FCSI  Charles Stanley
Claire Perryman, Chartered MCSI State Street
Frank Reardon, Chartered FCSI
JM Finn & Co
Patricia Robertson, Chartered FCSI
Westport Global
Nigel Sydenham, Chartered FCSI
CCL Academy

CISI Regulation Panel

Nicholas Andrews
Christopher Bond, Chartered MCSI
Stephen Coles MCSI
Mark de Ste Croix MCSI
Gerard Dique MCSI
Ashley Long FCSI
Julian Sampson, Chartered FCSI
Ffion Thomas, Chartered MCSI

Examination Board

The CISI's Examination Board meets twice a year and its function is to advise on the direction of the Institute's qualifications strategy. Whilst the spring meeting focuses predominantly on strategy, the autumn meeting provides an opportunity to review qualification performance formally.

The Board's role is an integral part of the CISI's continued drive to maintain the relevance of its qualifications and embed transparency in its quality assurance processes.

Board members:

Clive Shelton, Chartered FCSI International Financial Data Services Limited
Gavin Aspden Institute of Chartered Accountants in England & Wales
John Barrass Wealth Management Association
Adrian Bell Henley Business School
John Board Henley Business School
Andrew Carter, Chartered MCSI Towry Limited
Catherine Edwards Association of Chartered Certified Accountants
Neal Franklin, Chartered FCSI BNP Paribas
Lynne Hill, Chartered MCSI Lynne Hill Consulting
Sandra Jacobs Royal Bank of Scotland
Marcus Johnson, Chartered FCSI NW Brown
David Kanolik MCSI Investment Management Association
Peter Lee Morgan Stanley
William Macdonald, Chartered MCSI Craigcrook Management Services
Victoria Nye Investment Management Association
Denis O'Connor FCSI Association for Financial Markets in Europe
Shaun Robertson Institute of Chartered Accountants in England & Wales
Kevin Rothwell, Chartered FCSI Kevin Rothwell Consultancy & Training Limited
Sally Scutt British Bankers Association
Nick Seaward, Chartered FCSI Supervision Services Partnership
Nick Swales, Chartered FCSI Rathbone Investment Management Limited
Graham Withers, Chartered FCSI Rathbone Investment Management Limited 

Disciplinary Commitee

The Disciplinary Committee consists of:

Frank Moxon, Chartered FCSI(Hon) (Chairman) Hoyt Moxon Ltd
Charles Hoare Nairne, Chartered FCSI Messrs. C. Hoare & Co.
Judith Ullock, Chartered MCSI Redmayne Bentley
Simon Culhane, Chartered FCSI Chartered Institute for Securities & Investment
Tina Wishart, Chartered FCSI Psigma Investment Management Ltd