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THE REVIEW

The Journal of the Chartered Institute for Securities & Investment
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THE REVIEW
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  • Building blocks - 1920

    Building blocks to a bright future

    A Fortune 500 CEO shares some insights on how to evolve in your career
    by Lauren Johnson, CISI copywriter 
    Read more
  • copytrading_1920

    Copy trading rules and risks

    This form of DIY investing might be compelling for individual investors, but all parties involved must follow the rules and be aware of the risks
    by Bradley Gerrard

    Read more
  • Behavioural finance module - 1920

    Psychology of financial decision-making

    Our Professional Refresher on behavioural finance illustrates how our biases can negatively affect our investment choices
    by Lauren Johnson, CISI copywriter 
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  • fees-funds-costs_1920

    Fees and charges: the figures behind the jargon

    The cost to investors of the industry’s fees and charges has been a hot topic for some time. But what is the reality on the ground for investors?
    by Dan Atkinson

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  • esg-backlash_1920

    An ESG backlash is simmering. Will it boil over?

    Some critics are anti-ESG evangelists. Others have legitimate concerns. Advocates need to build the ESG case more robustly.
    by Paul Bryant

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  • Gender-lens_1920

    International Finance Corporation: Banking on Women

    Jessica Schnabel, global head of the Banking on Women programme, talks to Sarah Kidner about its Banking on Women initiative
    Read more
  • Inequalities_1920x1056

    Tackling inequalities

    A key theme from COP27 was the need to tackle global inequalities. The financial services sector is also ramping up its efforts to make a difference in an increasingly uncertain world
    by David Stirling

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  • CREST-1350722246_1920x1056

    Still on the CREST of a wave

    In the 30th anniversary of CREST’s inception, Peter Taylor-Whiffen looks at how it revolutionised the Stock Exchange and the equities market

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  • Taxharmony_1920

    Tax net closes in on multinationals

    More multinational companies must now pay tax in the countries in which they do business. Peter Taylor-Whiffen looks at the logistics and the implications

     

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  • Int-B-Corp_1920

    To B Corp

    For a financial services company, achieving B Corp certification can provide visible evidence that it is actively conducting business in a way that benefits all
    by David Burrows

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  • SPAC_1920

    SPAC boom-bust

    Some think SPACs fill a market void left by a deficient IPO system but critics have called them a rip-off. Who’s right and what’s next?
    by Paul Bryant

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  • last-word_700

    Last word: Testing times for P2P players

    Apr 11, 2019
    Suitability questions could be the best way of protecting retail investors from this higher risk sector
    by Andrew Davis
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  • wickes_700

    CISI Membership Privileges: 10% off Wickes for a limited time

    Apr 9, 2019
    Doing any DIY this Easter? Members can take advantage of 10% off Wickes products until 18 April 2019
    Read more
  • scdr-update_700

    CSDR: internalised settlement reporting

    Apr 8, 2019
    The next major step on the CSDR timeline is approaching – make sure your firm is ready
    by Bethan Rees
    Read more
  • career-dev_700

    How to deal with a busy workload

    Apr 5, 2019
    When work is piling up, it’s easy to get stressed out. However, there are some tips you can employ in the workplace to help ease the pressure
    by Bethan Rees
    Read more
  • Revolution700

    Talking ‘bout a revolution

    Apr 4, 2019

    Jacqueline Lockie CFP™ Chartered FCSI, CISI head of financial planning, wants your help to start a revolution

    Read more
  • rofm700

    Review of Financial Markets: Q1 2019

    Apr 2, 2019
    In this issue of Review of Financial Markets (RoFM), we bring together some of the
    best of academic and institutional thinking to consider markets, long and short term, and
    future trends in learning and cooperation between universities and our sector.
    edited by George Littlejohn MCSI, senior adviser to the CISI
    Read more
  • iStock-931575044_700x385

    Ask the experts: Global Financial Innovation Network

    Apr 1, 2019
    Financial services regulators from 29 key markets have come together to form a global sandbox, allowing firms to test their innovations across borders within a regulated environment. Emma Bailey MCSI, director of the Authorisations and Innovation Division at the Guernsey Financial Services Commission – one of the founding regulators – tells us more
    Read more
  • grey-matters_700

    Grey matters ethical dilemma: In his shoes

    Apr 1, 2019
    Allegations of bullying have been made against the CEO of a family-run asset management firm. The head of HR must choose between the effective management of the company and causing trouble within his own family
    Read more
  • smcr_book_700

    Book review – Conduct and accountability in financial services: a practical guide

    Apr 1, 2019
    Boards, senior managers and financial services professionals need to be ready for the Senior Managers and Certification Regime (SMCR), which goes live for the investment sector in December 2019. This book by Stacey English, Chartered MCSI and Susannah Hammond, Chartered FCSI, provides practical guidance and best practice tips
    by Paul Bryant
    Read more
  • Wealth_700

    Previewing the Q1 2019 print edition: Unexplained wealth orders

    Apr 1, 2019
    The Criminal Finances Act 2017 brought with it provisions on unexplained wealth orders in January 2018. How do these orders work? We highlight some key points in our condensed preview of the Q1 print edition article
    by Dominic Dudley
    Read more
  • Grey matters700

    Grey matters ethical dilemma: Knowing your clients too well – the verdict

    Apr 1, 2019
    Read the CISI's verdict and readers' comments on the ethical dilemma that appears in the Q4 2018 print edition of The Review
    Read more
  • mainMar19-700

    Insights Review by ICG: March 2019

    Mar 29, 2019
    The March 2019 edition of co-branded publication The Insights Review, produced by Internal Consulting Group, is out now
    Read more
  • unicorns700

    In the news: Do you believe in unicorns?

    Mar 29, 2019
    Initial public offerings for fast-growing tech start-ups are on the agenda for Wall Street 
    by Bethan Rees
    Read more
  • big bang and centralised power700

    Has financial services regulation made the world a safer place for investors?

    Mar 28, 2019

    On 5 December 2018, our Wealth Management Forum hosted a debate on the effectiveness of regulation. Committee member Clive Menzies, Chartered FCSI, coordinator of the MacroRisk Connect Programme, expands on the case put to oppose the motion

    Read more
  • MentalHealth700

    Mental health in the financial planning workplace

    Mar 27, 2019
    Look after your mental health, not just for your own sake but also for the clients, says Jacqueline Lockie CFP™ Chartered FCSI, CISI head of financial planning
    Read more
  • q1_2019_preview_700

    Your Q1 2019 print edition will be with you soon

    Mar 25, 2019
    The latest issue of The Review will be with you soon. Here’s a preview
    Read more
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