Regulatory Update October 2018
Refreshed October 2018 | CPD time: 2 Hours 30 Minutes
This module provides a briefing on recent regulatory changes for those working for UK-regulated firms, particularly senior managers and compliance professionals. It is divided into two parts – general regulatory changes and sector changes – and offers a short overview of recent key developments. The views expressed in this module are the author’s own, and not necessarily those of the CISI.
1. General Regulatory Changes
2. Sector Changes