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  • Professional Refresher

    Your online training tool

    Regulatory Update – December 2018
    This module provides a briefing on recent regulatory changes for those working for UK-regulated firms, particularly senior managers and compliance professionals. It is divided into two parts – general regulatory changes and sector changes – and offers a short overview of recent key developments.

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    The Chartered Institute for Securities & Investment is the leading professional body for securities, investment, wealth and financial planning professionals. The CISI has been dedicated to professionalism since it emerged from the London Stock Exchange in 1992.

    We encourage all of our members, and all who strive for the highest professional standards, to stand tall – proud of the values they hold and the work they do each day.

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News, insight & analysis

Quick survey

UK Government’s proposal for a new Pensions Dashboard - feasibility report and consultation
Are you aware of the UK Government's proposals to launch a Pensions Dashboard during 2019?
The government proposes that there should be a single pension finder service available initially. Do you agree that this is the best approach?
It is proposed that firms should be compelled by law to supply the data necessary to seed the dashboard. Do you support this proposal?
Would you support the introduction of alternative dashboards offered on a commercial basis once the initial dashboard has been successfully established?

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