• Professional Refresher

    Your online training tool

    Regtech
    Financial services regulation has expanded at an astounding rate since the 2008 global financial crisis, as has the cost of regulatory compliance. What was once a negligible expense has become a material component of regulated firms’ annual spending, hence the emergence of Regtech. The module provides an introduction for those who have an interest in, but limited knowledge of, Regtech.


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  • Welcome to the CISI

    The Professional Body of Choice for the Financial Services Profession

    The Chartered Institute for Securities & Investment is the leading professional body for securities, investment, wealth and financial planning professionals. The CISI has been dedicated to professionalism since it emerged from the London Stock Exchange in 1992.

    We encourage all of our members, and all who strive for the highest professional standards, to stand tall – proud of the values they hold and the work they do each day.

    Find out more about CISI membership

Over 45,000 Members in over 100 countries
Over 40,000 Exams taken in 81 countries

News, insight & analysis

  • October19JaneDoe700

    Grey matters ethical dilemma: Jane Doe

    When a firm replaces an employee with a chatbot, at first clients don't notice the difference. But when things start to go wrong, senior managers must decide what to tell clients and the regulator
    Read more
  • SMCR Toolkit 1-700

    CISI launches SMCR conduct rules toolkit

    With the 9 December 2019 deadline looming for the extension of the FCA Senior Managers and Certification Regime (SMCR) conduct rules to all UK solo-regulated firms, we’ve launched a toolkit to ensure members nationwide have access to resources relevant to each of the five rules

    Read more
  • mainAug19-700

    Insights Review by ICG: August 2019

    The August 2019 edition of co-branded publication The Insights Review, produced by Internal Consulting Group, is out now
    Read more
  • _700x385px-02

    In the news: The samurai effect

    'Samurai’ and 'ninja' loans can be used to help combat debt. What are they, and which countries are they being used in? 
    by Bethan Rees
    Read more

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Chartered Institute for Securities & Investment
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EC3M 3BY

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