RDR
Gap-fill Guidance
Gap-fill providers
gap-fillCISI Approved Gap-fill Providers

Individuals who attend gap-fill courses by the providers listed below and can provide a certificate of attendance will be deemed to have filled the relevant gaps.

Fitch Learning (formerly 7city Learning) - Gap-fill

  • Financial Services, Regulation & Ethics (PCIAM, LSE, IAC, MWM)
  • Investment Principles & Risk (PCIAM, LSE, IAC, MWM)
  • Personal Taxation (PCIAM, LSE, IAC, MWM)
  • Pension and Retirement Planning (PCIAM)
  • Derivatives (PCIAM, LSE, MWM)
  • Securities (LSE, MWM)

BPP - Gap-fill (Offers gap-fill training on a customised or in-house basis but BPP is no longer holding public gap-fill courses) 
  • Financial Services, Regulation & Ethics (PCIAM, LSE)
  • Investment Principles & Risk (PCIAM)
  • Personal Taxation (PCIAM)
  • Pension and Retirement Planning (PCIAM, LSE, IAC)
  • Derivatives (PCIAM, LSE)

Burr & Company - PCIAM, IAC and Masters in Wealth Management Gap-fill
  • Derivatives

CTP - PCIAM, IAC, LSE, Masters in Wealth Management Gap-fill
  • Financial Services, Regulation & Ethics
  • Investment Principles & Risk
  • Personal Taxation
  • Securities
  • Derivatives

Eukleia Training - Gap-fill
  • Financial Services, Regulation & Ethics (PCIAM, IAC*, MWM*)
*Part covers area.  Covers gaps:
  • Demonstrate an understanding of how the retail customer is served by the financial services industry,
  • Demonstrate an ability to apply the Code of Ethics and professional standards to business behaviours of individuals
  • Demonstrate an ability to critically evaluate the outcomes that distinguish between ethical and compliance driven behaviours

FSTP - Gap-fill
  • Financial Services, Regulation & Ethics (LSE, IAC, MWM)
  • Investment Principles & Risk (LSE, IAC, PCIAM)
  • Personal Taxation (PCIAM, LSE, MWM, IAC)
  • Securities (PCIAM, LSE, MWM, IAC)
  • Derivatives (PCIAM, LSE, IAC, MWM)


Goodacre UK - Gap-fill

  • Financial Services, Regulation & Ethics (LSE)
  • Investment Principles & Risk (LSE)
  • Personal Taxation (PCIAM, LSE, IAC)
  • Securities (PCIAM, LSE, IAC)
  • Derivatives (LSE)

GTA University Centre - IAC Gap-fill

  • Financial Services, Regulation & Ethics
  • Investment Principles & Risk
  • Personal Taxation
  • Securities
  • Derivatives
  • Packaged Products

Kaplan Financial - PCIAM and LSE Gap-fill
  • Financial Services, Regulation & Ethics
  • Investment Principles & Risk
  • Personal Taxation
  • Securities
  • Derivatives

A number of the training providers also offer training for the Level 4 Investment Advice Diploma (IAD).  As the IAD is fully RDR compliant, training for any of its units is acceptable as gap-fill training for that subject.  The IAD training will, in many cases, go beyond what is required for gap-fill and you should investigate the alternatives with the training provider.