The CISI asks all of its members to make the following declaration when they apply or take up CISI membership:
- I have not been adjudged bankrupt or insolvent or compounded with my creditors and I am not currently or have been subject to disciplinary procedures by the UK Regulator the FCA, other regulator or any professional body within the past five years.
- I apply to become a member of the Chartered Institute for Securities & Investment and agree to abide by the Royal Charter, Bye-laws, Regulations, and to uphold its high standards as published in its Professional Code. Any breach of the Regulations may give rise to disciplinary procedures and termination of my membership
- I agree to maintain competence through CPD as outlined in Annex 3 of the Membership Regulations
- I know of no reason why I should not become a member