| Exam Name & Syllabus version |
Update/Development |
Action Effective From/To |
Date Posted |
Global Financial Compliance
V 1 |
The syllabus version will will be extended and examined until 30 August 2013. |
12/07/2012 - 30/08/2013 |
12/07/2012 |
Operational Risk
V 11.0 |
Learning Objective 8.2.8 will not be examined after 01 April 2013 due to expected implementation of industry changes.
The syllabus version has been extended to 31/05/2013 |
01/04/2013 - 31/05/2013 |
04/01/2013 |
Asset Servicing
V 9 |
The syllabus version has been extended to 10 July 2013. |
16/01/2013 - 10/07/2013 |
16/01/2013 |
Global Securities Operations
V 7 |
The syllabus version has been extended to 30 June 2013. |
16/01/2013 - 01/07/2013 |
16/01/2013 |
Risk in Financial Services
V 3 |
The syllabus version has been extended to 10 August 2013 |
16/01/2013 - 11/08/2013 |
16/01/2013 |
FSA Financial Regulation / Principles of Financial Regulation
V 18 / V 11 |
Reflecting the changes to the FSA which came into force on 1 April 2013, the CISI`s level 3 regulatory papers have been amended and were republished for first examination on 1 April.
The current version of FSA Financial Regulation (V18) is available until 30 June 2013.
The updated version of FSA Financial Regulation is called UK Financial Regulation and became available on 1 April 2013.
In order to reflect the changes to the syllabus and facilitate a fairer test of the breadth of material in this exam, the new UK Financial Regulation examination lasts one hour and 30 minutes and comprises 75 questions.
The last sitting of Principles of Financial Regulation was 30 April 2013.
The new version of Principles of Financial Regulation is called Principles of UK Financial Regulation and this became available on 1 April. It is available until the end of September 2013.
Further information is available here. |
01/04/2013 - TBC |
19/02/2013 |
UK Financial Regulation
V 19 |
Syllabus learning objectives 2.5.1 and 3.2.7 have been suspended and will not be examined until the next republication in November 2013.
Section 397 of the Financial Services and Markets Act 2000 is being repealed and replaced to enable the financial services regulator to ensure that it covers false or misleading statements in relation to setting a benchmark, such as LIBOR, in addition to other areas.
As from 1 April 2013 the 3 offences are detailed in Part 7, Sections 89 to 95 of the Financial Services Act of 2012:
1) Misleading statements which have the effect of inducing a person to enter into, or refrain from entering into, a relevant agreement, or inducing a person into exercising, or refrain from exercising, their rights conferred by a relevant investment
2) Creating a misleading impression as to the market or the price or value of any relevant investments
3) Misleading statements and misleading impressions in relation to benchmarks. |
01/04/2013 - 20/11/2013 |
21/03/2013 |
Principles of UK Financial Regulation
V 12 |
Syllabus learning objectives 2.5.1 and 3.2.7 have been suspended and will not be examined.
Section 397 of the Financial Services and Markets Act 2000 is being repealed and replaced to enable the financial services regulator to ensure that it covers false or misleading statements in relation to setting a benchmark, such as LIBOR, in addition to other areas.
As from 1 April 2013 the 3 offences are detailed in Part 7, Sections 89 to 95 of the Financial Services Act of 2012:
1) Misleading statements which have the effect of inducing a person to enter into, or refrain from entering into, a relevant agreement, or inducing a person into exercising, or refrain from exercising, their rights conferred by a relevant investment
2) Creating a misleading impression as to the market or the price or value of any relevant investments
3) Misleading statements and misleading impressions in relation to benchmarks. |
01/04/2013 - 30/09/2013 |
21/03/2013 |
Collective Investment Schemes Administration
V 8 |
Reflecting the changes to the FSA which are to come into force from 1 April 2013, the Collective Investment Schemes Administration exam will be amended and republished for first examination on 11 May 2013 |
11/05/2013 - 10/05/2014 |
02/04/2013 |
ISA Administration
V 5 |
Reflecting the changes to the FSA which are to come into force from 1 April 2013, the ISA Administration exam will be amended and republished for first examination on 11 June 2013 |
11//06/2013 - 10/06/2014 |
02/04/2013 |
IT in Investment Operations
V 6 |
The syllabus version has been extended to 11 May 2014 |
12/11/2012 - 11/05/2014 |
02/04/2013 |